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Subject:  Re: Broker issue Date:  4/1/2013  2:50 PM
Author:  SaraW946 Number:  71627 of 88771

Thanks for your input, intercst. I'll check all the literature and other communications I received from the broker. The problem is that she never sent a detailed list of all fees involved, just told me of the minimal yearly fee of the unnamed brokerage firm. I guess that if any of that information is missing, I will be able to base my complaint on that? As I said, even if I get nowhere with this, my complaint will stay on record with FINRA.

I guess I've learned the semi-hard way, since I didn't lose excessive amounts of money, about the evils of brokers. But as I said, I was inexperienced and she took advantage of me, which should be documented somewhere.
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