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Subject:  Re: Broker issue Date:  4/1/2013  3:55 PM
Author:  SaraW946 Number:  71635 of 88058

True, however, I am a foreigner, starting a pension fund in a foreign country. Trust me, I could research Europe in a heartbeat. At the time, I didn't know better and trusted a friend. However, if there is a way to do something about this broker, I'd like to know it. So: :)

Thanks for the advice about what I should do. My question is: is there something I can do? Complain, get it on record, potentially get some or all that money back? Go to Small Claims? According to this broker's FINRA report, she settled out of court with her previous job and offered a partial refund to the customers who lost more than $20,000. It is unclear whether she did this with FINRA.

Believe me, now I'm much more literate about all finances American. However, any assistance with the question I just asked will be greatly appreciated.
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