Do you or anyone else know the section of the law that governs those that give investment advice, making them legally liable, even if they are not licensed to give advice? I am trying to convince the guy to threaten to take her before the regulatory bodies unless she covers his expenses. I had thought it was Rule 3040 but that deals with Selling Away.I believe that tarring and feathering is still legal in some states which would be a good start.Dinkysue
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