Thanks everyone for the responses. A couple notes: series 6 and 63 covered mutual funds, so I have no idea waht is required on the stock side. (Although I believe the proper ones would be the 7 and 65?) Mostly mentioned it because I knew it might be an issue) Thanks for the comments on state/federal regulation. I'll have to do some DD in the courthouse library. *sigh* The second assumption is correct -- they were talking about just writing me a check. Their issues are that the amount of $ is not significant (in their eyes -- between $500 and $5000 each) and yet in a pooled manner it would be much more powerful. Follow up -- what are the benefits and problems with creating a limited partnership? *grin*Thanks!Trond
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