No. of Recommendations: 0
The NASD (or whatever their new name is) referred me to my state investmet agency - they referred me to the attorney general's office.

It does sound like more of an issue with her bad legal advice and not bad investment advice (due to her not being directly compensated for the immediate annuity sale).

I am going to try to get the guy to file a formal compliant - I downloaded the form today. We will have to wait and see if he is willing to do that.
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